Unclaimed
Richard Sol Nackenson is a financial advisor with Neuberger Berman BD LLC. Richard is a registered representative with the firm and holds a Series 7 and Series 63 license. Richard has been working in the financial services industry since 1996 and has experience with various financial products and services. In addition to his role at Neuberger Berman BD LLC, Richard also provides portfolio management services to clients of Neuberger Berman Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/30/2010 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
AZ
09/25/1996 - 06/10/1998
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NA
09/08/1993 - 03/09/1995
WOLFENSOHN & CO., INC.
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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