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Richard Soennichsen

Independent Financial Group, LLC

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About Richard Soennichsen

Richard Soennichsen is a financial advisor with over 30 years of experience in the financial services industry. He currently works with Independent Financial Group, LLC. Richard has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Richard is also a Certified Financial Planner. Richard offers a range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting.

Firm Information

Richard Soennichsen is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Soennichsen’s Registration & Firm History

CA

07/15/2024 - Present

Independent Financial Group, LLC (SANTA ROSA CA)

CA

03/12/2007 - 07/17/2024

GROVE POINT INVESTMENTS, LLC (SANTA ROSA CA)

CA

02/08/2005 - 03/12/2007

AFA FINANCIAL GROUP, LLC (SANTA ROSA CA)

MD

11/09/1998 - 02/07/2005

H. BECK, INC. (ROCKVILLE MD)

GA

01/04/1991 - 10/16/1998

FSC SECURITIES CORPORATION (ATLANTA GA)

CA

08/24/1998 - 10/07/1998

NNN CAPITAL CORP. (SANTA ANA CA)

MN

07/31/1989 - 01/03/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/31/1989 - 01/03/1991

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MA

02/04/1989 - 03/26/1990

MUTUAL SERVICE CORPORATION (BOSTON MA)

NA

05/23/1985 - 08/10/1989

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 04/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Soennichsen. Review regulatory record here.
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