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Richard Smith

Fifth Third Securities, Inc.

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About Richard Smith

Richard Smith is an Investment Advisor Representative with Fifth Third Securities, Inc. Richard has been in the financial services industry since June 2013. Richard is registered with the state of Ohio and holds FINRA Series 6, 63, and 65 licenses as well as the SIE exam. Richard has been with Fifth Third Securities, Inc. since April 2013. Richard provides Financial Planning and Portfolio Management services to individuals, businesses, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, and corporations.

Firm Information

Richard Smith is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

790 GARDNER RD.

SPRINGBORO, OH 45066

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Smith’s Registration & Firm History

OH

09/12/2017 - Present

Fifth Third Securities, Inc. (SPRINGBORO OH)

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Licenses & Designations

IA

Issued 10/21/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/7/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Smith.
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