Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Willard has been in the securities industry since September 12, 1998. Richard is currently registered with Seaport Global Securities LLC. Richard is also registered in 51 states and the District of Columbia. Prior to joining Seaport Global Securities LLC, Richard was employed by BEDROK SECURITIES LLC and DEUTSCHE BANK SECURITIES INC.. Richard has passed the General Securities Representative Examination, the Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
06/01/2010 - Present
Seaport Global Securities LLC (CHARLESTON SC)
SC
12/17/2008 - 05/25/2010
BEDROK SECURITIES LLC (CHARLESTON SC)
NY
09/04/2002 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/27/1998 - 08/23/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Willard is the right advisor for you? Invested Better is here to help.
