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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schainker is a financial advisor with Towers Watson Investment Services, Inc., based in Chicago, Illinois. Richard has been in the financial services industry since 1992 and has experience with several firms including KESTRA INVESTMENT SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and INVESCO DISTRIBUTORS, INC. Richard's current focus is on providing investment advice to pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
See schedule d, miscellaneous, for a description of other advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fee based on a percentage of assets advised on
1
2
CA
10/31/2024 - Present
Towers Watson Investment Services, Inc. (San Mateo CA)
NY
12/15/2022 - 09/18/2023
KESTRA INVESTMENT SERVICES, LLC (NY NY)
NY
01/09/2020 - 04/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
03/28/2001 - 12/02/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
MA
10/19/1999 - 03/27/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
NY
05/04/1995 - 05/19/1997
MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)
MD
10/07/1992 - 05/19/1993
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 04/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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