Unclaimed
Richard Shawn Janko is a financial advisor registered with the state of New York and FINRA. Richard is currently employed by Mufg Securities Americas Inc. and has been working in the financial services industry since 2006. Prior to joining Mufg Securities Americas Inc., Richard was employed by BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SUNTRUST CAPITAL MARKETS, INC. Richard has passed Series 63, Series 7 and SIE exams. Richard currently holds licenses in all states in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
GA
05/10/2019 - 06/11/2019
BOFA SECURITIES, INC. (ATLANTA GA)
GA
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
02/14/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (ATLANTA GA)
GA
04/05/1996 - 06/26/1996
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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