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Richard Shawn Janko

Mufg Securities Americas Inc.

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About Richard Shawn Janko

Richard Shawn Janko is a financial advisor registered with the state of New York and FINRA. Richard is currently employed by Mufg Securities Americas Inc. and has been working in the financial services industry since 2006. Prior to joining Mufg Securities Americas Inc., Richard was employed by BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SUNTRUST CAPITAL MARKETS, INC. Richard has passed Series 63, Series 7 and SIE exams. Richard currently holds licenses in all states in the United States.

Firm Information

Richard Janko is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Janko’s Registration & Firm History

NY

06/10/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

GA

05/10/2019 - 06/11/2019

BOFA SECURITIES, INC. (ATLANTA GA)

GA

11/01/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

02/14/2007 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (ATLANTA GA)

GA

04/05/1996 - 06/26/1996

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 04/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Shawn Janko.
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