Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shane Johnson is a registered investment advisor representative with Advisors Asset Management, Inc. Richard has been in the securities industry since August 2002. Richard is licensed in several states including California, Nevada, Hawaii, and others. Richard's previous experience includes roles at firms such as Ausdal Financial Partners, Inc., Chase Investment Services Corp., U.S. Bancorp Investments, Inc., and Claymore Securities, Inc. In addition to their work as an investment advisor representative, Richard is also involved in other business ventures, including real estate investment and ownership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
01/23/2014 - Present
Advisors Asset Management, Inc. (SAN DIEGO CA)
IL
05/10/2010 - 11/30/2010
AUSDAL FINANCIAL PARTNERS, INC. (GLEN ELLYN IL)
IL
05/29/2007 - 06/05/2008
CHASE INVESTMENT SERVICES CORP. (WHEATON IL)
IL
08/23/2006 - 05/14/2007
U.S. BANCORP INVESTMENTS, INC. (PALATINE IL)
IL
12/19/2001 - 08/29/2006
CLAYMORE SECURITIES, INC. (LISLE IL)
BOTH
Issued 12/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Johnson is the right advisor for you? Invested Better is here to help.
