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Richard Sewall Rodman

IAM Advisory LLC

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About Richard Sewall Rodman

Richard Sewall Rodman is a registered Investment Advisor Representative with IAM Advisory LLC. Richard is also a financial author and holds several licenses including Series 7, Series 26, and Series 63. Richard has over 30 years of experience in the industry, and was previously affiliated with Royal Alliance Associates, Inc. and Investment Advisors & Consultants, Inc.

Firm Information

Richard Rodman is currently registered with IAM Advisory LLC. IAM Advisory LLC is an investment advisor headquartered in Easton, Pennsylvania. The firm manages $635,778,479 in assets for 2,727 clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and individuals other than high-net-worth. IAM Advisory LLC provides financial planning, portfolio management for individuals and businesses, and other advisory services. The firm is registered with the SEC under the Investment Advisers Act of 1940 and has a total of 11 employees.
IAM Advisory LLC

137 NORTH SECOND STREET

EASTON, PA 18042

$635.78M

Assets Under Management

2

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Rodman’s Registration & Firm History

NJ

03/17/2020 - Present

IAM Advisory LLC (SCOTCH PLAINS NJ)

NJ

11/29/2006 - 03/09/2020

ROYAL ALLIANCE ASSOCIATES, INC. (WEST LONG BRANCH NJ)

NJ

11/18/1986 - 12/04/2006

INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)

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Licenses & Designations

BC

Issued 04/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/1990

Series 2 - Non-Member General Securities Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Sewall Rodman.
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