Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sean Ose has been in the financial industry for over 20 years. Richard Ose is currently registered with Invesco Distributors, Inc. Richard Sean Ose has previously been employed with Guggenheim Funds Distributors, Inc., LaSalle Capital, L.L.C., Melvin Securities, L.L.C. and Melvin Specialists, L.L.C.. Richard Sean Ose holds the following licenses: Series 7, Series 24, Series 55, Series 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/09/2011 - Present
Invesco Distributors, Inc. (DOWNERS GROVE IL)
IL
04/30/2007 - 07/11/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
IL
09/06/2006 - 04/27/2007
LASALLE CAPITAL, L.L.C. (CHICAGO IL)
IL
12/05/2003 - 09/19/2006
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
IL
08/03/2001 - 12/03/2003
MELVIN SPECIALISTS, L.L.C. (CHICAGO IL)
IL
04/11/2000 - 06/19/2000
MELVIN SECURITIES, L.L.C. (CHICAGO IL)
BC
Issued 04/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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