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Richard Scott Worsham

ADP Broker-Dealer, Inc.

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About Richard Scott Worsham

Richard Worsham is a financial professional with over 2 years of experience in the financial industry. Richard is currently registered with ADP Broker-Dealer, Inc. in El Paso, Texas. Richard holds a Series 63 license, Series 6TO license and the SIE exam, and is registered to sell securities in all 50 states and the Virgin Islands.

Firm Information

Richard Worsham is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Worsham’s Registration & Firm History

TX

01/25/2023 - Present

ADP Broker-Dealer, Inc. (El Paso TX)

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Licenses & Designations

BC

Issued 01/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Scott Worsham.
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