Unclaimed
Richard Worsham is a financial professional with over 2 years of experience in the financial industry. Richard is currently registered with ADP Broker-Dealer, Inc. in El Paso, Texas. Richard holds a Series 63 license, Series 6TO license and the SIE exam, and is registered to sell securities in all 50 states and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/25/2023 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
BC
Issued 01/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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