Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Winer is an investment advisor representative with Steelpeak Wealth, LLC, registered in California and Maryland. Richard has been in the industry since 1994 and has a strong background in financial planning and portfolio management. Richard has worked for several firms during his career including Trustmont Financial Group, Inc. Richard is committed to helping his clients reach their financial goals. Richard is a Series 63, Series 65 and Series 24 licensed individual with a Series 7 designation as well. Richard also works as an Independent Isagenix Associate which is a non-investment-related position.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/09/2023 - Present
Steelpeak Wealth, LLC (WOODLAND HILLS CA)
PA
11/21/2007 - 09/26/2011
TRUSTMONT FINANCIAL GROUP, INC. (GREENSBURG PA)
MA
03/28/2001 - 12/31/2001
ASSOCIATED SECURITIES CORP. (BOSTON MA)
GA
05/23/1996 - 10/02/2000
SEQUOIA INVESTMENTS, INC. (ROSWELL GA)
BC
Issued 01/26/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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