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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Wilhelmi is a financial advisor with over 38 years of experience in the industry. Richard is a registered representative of Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Before joining Wells Fargo Clearing Services, LLC, Richard was employed by Piper Jaffray & Co. Richard offers a variety of financial services including portfolio management, financial planning, and investment consulting. Richard is a Certified Financial Planner and holds the Series 3, 7, 31, 53, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
04/12/2016 - Present
Wells Fargo Clearing Services, LLC (PORTLAND OR)
OR
11/16/1998 - 08/02/2006
PIPER JAFFRAY & CO. (PORTLAND OR)
MN
09/03/1997 - 11/16/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
11/26/1990 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NY
08/22/1984 - 10/24/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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