Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard White is a financial advisor in Traverse City, MI, and has been in the industry since 1999. He is currently registered with LPL Financial LLC and has previously been registered with RAYMOND JAMES FINANCIAL SERVICES, INC., FIFTH THIRD SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard holds Series 7, 31, and 66 licenses, and he is also registered as an investment advisor representative in Michigan. He offers a variety of financial services including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/16/2024 - Present
LPL Financial LLC (TRAVERSE CITY MI)
MI
06/30/2004 - 06/26/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (TRAVERSE CITY MI)
OH
12/12/2002 - 05/17/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
11/04/1998 - 11/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/20/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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