Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weiner has been in the financial industry since August 10, 1984. Richard is currently registered as an Investment Advisor Representative with Ameriprise Financial Services, LLC. Richard is also licensed as a Broker in Florida, New Jersey and Texas. Richard's previous employers include WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED and FIRST INTERREGIONAL EQUITY CORP. Richard specializes in providing asset allocation services, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/10/2020 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
07/01/2003 - 07/14/2020
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
NY
08/29/1986 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/09/1984 - 08/26/1986
FIRST INTERREGIONAL EQUITY CORP.
IA
Issued 11/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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