Unclaimed
Richard Scott Weavil is a financial professional with experience in the securities industry. Richard is currently registered with Finalis Securities LLC in New York, New York. Richard is a Series 63, Series 79TO, and SIE licensed professional. Richard has been active in the industry since December 31, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/01/2024 - Present
Finalis Securities LLC (New York NY)
BC
Issued 06/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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