Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Toban is a financial advisor with over 11 years of experience in the financial services industry. Richard is currently registered as an investment advisor representative with Realta Investment Advisors, Inc. in Texas and Washington. Previously, Richard was a registered representative with Center Street Securities, Inc. and Princor Financial Services Corporation. Richard holds the Series 6, 7, 62, 63, and 65 licenses. He also has a Real Estate license. Richard specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. Richard is committed to providing personalized financial advice to help clients achieve their financial goals. He is passionate about helping clients understand their financial situation and develop a plan to meet their needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/30/2023 - Present
Realta Investment Advisors, Inc. (Seattle WA)
WA
01/02/2015 - 12/01/2023
CENTER STREET SECURITIES, INC. (SEATTLE WA)
WA
09/06/2012 - 01/08/2015
PRINCOR FINANCIAL SERVICES CORPORATION (SEATTLE WA)
BC
Issued 09/13/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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