Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Tesh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has been in the industry since 2013 and has extensive experience in the financial services industry. Richard holds a Series 7, Series 52, and Series 66 license, as well as the SIE exam. Richard's past experience includes roles with Truist Investment Services, Inc. and Wells Fargo Advisors, LLC. Richard is also a co-managing member with their spouse of Happy Ours Properties, LLC. Richard's specializations include investment planning, retirement planning, college savings planning, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENSBORO NC)
NC
10/26/2016 - 12/02/2022
TRUIST INVESTMENT SERVICES, INC. (GREENSBORO NC)
NC
04/18/2013 - 10/19/2016
WELLS FARGO ADVISORS, LLC (WINSTON-SALEM NC)
MI
08/29/1996 - 10/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 06/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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