Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ross is a securities professional with over 20 years of experience in the financial industry. He is currently registered with Evercore Group LLC as a broker and investment advisor representative. His previous experience includes roles at International Strategy & Investment Group LLC, Auerbach Grayson & Company LLC, Tocqueville Securities L.P., Bernard L. Madoff Investment Securities LLC, and Alex. Brown & Sons Incorporated. Richard has a broad range of experience in the financial services industry, with expertise in various areas including research analysis, trading, and investment advisory. Richard holds a variety of licenses including Series 7, 55, 86, 87, and SIE, and has been a licensed securities representative since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
10/30/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
07/07/2009 - 10/24/2014
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
NY
09/04/2008 - 06/30/2009
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
NY
09/18/1997 - 01/11/2006
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
NY
03/28/1995 - 08/17/1995
SLOATE, WEISMAN, MURRAY & COMPANY, INC. (NEW YORK NY)
NA
04/18/1994 - 02/06/1995
ALEX. BROWN & SONS INCORPORATED
BC
Issued 10/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/25/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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