Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rawlins is a financial professional with over 25 years of experience in the industry. He is currently registered with Cetera Investment Advisers LLC and has been working with them since December 2020. Richard has a wide range of experience and holds multiple licenses and certifications including the Series 7, Series 24, Series 52TO, Series 53 and the Series 99TO. Richard has a proven track record of success in providing financial advice and planning to individuals and businesses. He is a Certified Financial Planner and is dedicated to helping his clients achieve their financial goals. He is also a board member of FairPointe Wealth Partners, LLC and provides financial services through FarPointe Wealth Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2020 - Present
Cetera Investment Advisers LLC (SOUTHLAKE TX)
TX
08/14/1997 - 12/07/2020
AVANTAX INVESTMENT SERVICES, INC. (Colleyville TX)
BC
Issued 7/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/6/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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