Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rawlins has been in the financial services industry since 1997. Richard is currently registered with Cetera Investment Advisers LLC and is a Certified Financial Planner. Richard is also a board member of FairPointe Wealth Partners, LLC and FarPointe Wealth Advisors. Richard's previous experience includes Avantax Investment Services, Inc. and Avantax Advisory Services. Richard is registered in 47 states and the District of Columbia. Richard specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2020 - Present
Cetera Investment Advisers LLC (SOUTHLAKE TX)
TX
08/14/1997 - 12/07/2020
AVANTAX INVESTMENT SERVICES, INC. (Colleyville TX)
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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