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Richard Scott Rankin

Dock Street Asset Management Inc.

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About Richard Scott Rankin

Richard Rankin is a financial advisor with over 30 years of experience in the industry. Richard has held several positions in the financial services industry, including roles with Morgan Stanley, UBS Securities, and First Manhattan Co. Richard is currently registered as an Investment Advisor Representative with Dock Street Asset Management Inc. in Rhode Island. Richard has a strong track record of providing financial advice to individuals, families, and charitable organizations.

Firm Information

Richard Rankin is currently registered with Dock Street Asset Management Inc.. Dock Street Asset Management Inc. is an investment advisor headquartered in Palm Beach, Florida. The firm manages approximately $732 million in assets for a variety of clients including high-net-worth individuals, individuals other than high-net-worth, and charitable organizations. Dock Street offers portfolio management services to businesses and individuals.
Dock Street Asset Management Inc.

2875 SOUTH OCEAN BLVD

PALM BEACH, FL 33480

$732.93M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Rankin’s Registration & Firm History

FL

01/22/2024 - Present

Dock Street Asset Management Inc. (PALM BEACH FL)

NY

03/28/2017 - 07/09/2020

FORESIDE FUND SERVICES, LLC (New York NY)

CT

06/21/2011 - 03/30/2012

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

04/07/1998 - 03/08/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

07/10/1991 - 03/18/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

01/07/1991 - 06/21/1991

FIRST MANHATTAN CO (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/22/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Scott Rankin.
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