Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ramsay is a financial advisor with over 20 years of experience in the financial services industry. Richard is currently registered with J. W. Cole Advisors, Inc. and has previously worked with SII Investments, Inc. and Pruco Securities, LLC. Richard has a diverse background in the financial services industry, specializing in financial planning, portfolio management, and investment advisory services. Richard is also an owner of Ramsay Capital Group, a financial services business that provides fixed insurance sales and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/14/2017 - Present
J. W. Cole Advisors, Inc. (Saint Paul MN)
MN
03/14/2006 - 12/14/2017
SII INVESTMENTS, INC. (ST PAUL MN)
NJ
07/18/2003 - 03/15/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
WI
03/20/2002 - 11/12/2002
SII INVESTMENTS, INC. (APPLETON WI)
IA
Issued 08/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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