Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Raisman is a financial professional with over 28 years of experience in the financial services industry. Richard currently works at Nylife Securities LLC and is registered in both Florida and Massachusetts. Richard has previously worked at firms such as New England Securities, Commonwealth Financial Network, MML Investors Services, Inc. and G. R. Phelps & Co., Inc.. Richard holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/04/2004 - Present
Nylife Securities LLC (WALTHAM MA)
NY
11/17/2000 - 07/20/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
03/01/1999 - 12/31/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
03/01/1996 - 03/03/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
06/22/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 06/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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