Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Price is a financial advisor with over 50 years of experience in the industry. Richard is currently registered with Mesirow Financial, Inc. in Illinois and Florida. Richard also has previous registrations with Mesirow Investment Services, Inc. and Pembroke Clearing Corporation. Richard holds several licenses and certifications including the Series 7TO, SIE, PC and Series 1.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/15/1993 - Present
Mesirow Financial, Inc. (CHICAGO IL)
NA
03/10/1989 - 01/01/1994
MESIROW INVESTMENT SERVICES, INC.
IL
07/02/1973 - 03/21/1989
PEMBROKE CLEARING CORPORATION (CHICAGO IL)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1977
PC - AMEX Put and Call Exam
BC
Issued 06/27/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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