Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pinkham is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Richard has been in the industry since 2009 and is registered in 37 states. Richard holds Series 66, SIE, and Series 7 licenses and is able to provide financial planning, pension consulting, and investment consulting services to both individual and institutional clients. Richard is also able to manage a portfolio of investments for both individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/31/2022 - Present
Wells Fargo Advisors Financial Network, LLC (SARASOTA FL)
FL
07/29/2009 - 03/31/2022
WELLS FARGO CLEARING SERVICES, LLC (VENICE FL)
BOTH
Issued 08/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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