Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Phelan is a financial advisor with Janney Montgomery Scott LLC, a firm with offices nationwide. Richard has been in the financial services industry since 1998 and holds licenses to offer investment advice in several states. Richard specializes in providing financial planning and investment management services to individuals, families, businesses, and retirement plans. Richard is also a Certified Financial Planner and has been involved in several community organizations, including the Gwinnett Hospital Foundation and The Community Foundation of NE GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
GA
01/15/2021 - Present
Janney Montgomery Scott LLC (ATLANTA GA)
GA
06/16/2011 - 01/20/2021
MORGAN STANLEY (DULUTH GA)
GA
05/20/2003 - 06/20/2011
EDWARD JONES (LAWRENCEVILLE GA)
CT
06/03/1998 - 05/06/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IN
02/17/1998 - 05/18/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/17/1998 - 05/18/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
08/14/1994 - 03/28/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 08/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Phelan is the right advisor for you? Invested Better is here to help.
