Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Nohelty is a financial advisor at LPL Financial LLC in Watertown, Massachusetts. Richard has been working in the financial industry since 1992 and has been registered with LPL Financial LLC since 2012. Richard holds the following licenses: Series 6, Series 7, Series 9, Series 10, Series 26, Series 63, and the SIE Exam. Richard is also a Certified Financial Planner. Richard is licensed in the following states: California, Connecticut, Florida, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, South Carolina, Texas. Richard's other business activities include: DBA ONLY - NOHELTY ASSET MANAGEMENT - WATERTOWN, MA. NON-VARIABLE INSURANCE - SALE OF FIXED TERM, PERMANENT, AND DISABILITY INSURANCE. - TIME SPENT 1%. CPA/BOOKKEEPER/TAX PREPARER - PAUL O'REILLY, CPA - TAX PREPARATION. - TIME SPENT 5%.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/11/2017 - Present
LPL Financial LLC (WATERTOWN MA)
MA
09/20/2001 - 04/02/2012
COMMONWEALTH FINANCIAL NETWORK (WATERTOWN MA)
NY
01/18/2001 - 09/27/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
MA
09/21/1992 - 01/22/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/21/1992 - 01/22/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 10/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/08/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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