Unclaimed
Richard Scott Murphy is a financial advisor at Morgan Stanley, with over 30 years of experience in the industry. Richard has a strong background in both brokerage and investment advisory services. Richard is a registered representative in multiple states and has extensive experience working with clients of all types, including individuals, families, businesses, and institutions. Richard is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
05/05/2023 - Present
Morgan Stanley (Shrewsbury NJ)
NJ
02/18/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
10/01/2000 - 03/27/2003
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NY
05/23/1994 - 05/11/2000
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NY
04/09/1992 - 06/14/1994
AMERICAN INTERNATIONAL FUND DISTRIBUTORS, INC. (NEW YORK NY)
NA
12/21/1989 - 06/19/1990
BANCBOSTON SECURITIES INC.
BC
Issued 03/16/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/06/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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