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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Murnick is a financial advisor with Cetera Investment Advisers LLC. Richard is a Registered Representative and Investment Advisor Representative in New Jersey and Texas. Richard has over 30 years of experience in the financial services industry. Richard specializes in providing financial advice to individuals, families, and businesses. Richard holds the Series 7, Series 10, Series 9, Series 24, and Series 63 licenses. Richard is a Registered Representative of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (CALDWELL NJ)
NJ
05/17/2005 - 10/03/2016
INVESTORS CAPITAL CORP. (MONTCLAIR NJ)
CA
08/21/2002 - 06/09/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NJ
04/29/2002 - 08/28/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
07/15/1999 - 05/17/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
11/18/1996 - 07/15/1999
CIBC WORLD MARKETS (NEW YORK NY)
NY
07/12/1994 - 06/23/1997
GKN SECURITIES CORP. (NEW YORK NY)
NY
07/31/1993 - 08/01/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
08/19/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
CO
04/12/1991 - 08/20/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 06/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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