Unclaimed
Richard Scott Madrid is a financial advisor currently registered with Allstate Financial Advisors, LLC. Richard's career in the financial services industry began on September 22, 2014. Richard is based in College Station, Texas and is registered with the state of Texas. Richard has previously worked with Lowell & Company, Inc., Caprock Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and St. Bernard Financial Services, Inc. In addition to working with individuals, Richard also works with insurance companies, charitable organizations, investment companies, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
TX
07/05/2024 - Present
Allstate Financial Advisors, LLC (Amarillo TX)
AR
01/29/2019 - 12/22/2023
ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)
TX
05/04/2015 - 09/20/2018
LOWELL & COMPANY, INC. (LUBBOCK TX)
TX
05/02/2012 - 10/01/2013
CAPROCK SECURITIES, INC. (LUBBOCK TX)
TX
08/29/2011 - 09/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LUBBOCK TX)
IA
Issued 03/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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