Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Linden is a financial advisor in Hauppauge, New York. Richard has been in the industry since 2004. Richard currently works for Equity Services, Inc. Richard is registered with the following securities regulators: FINRA, and New York. Richard has worked for Ameriprise Financial Services, Inc., Equity Services, Inc., MML Investors Services, LLC, MetLife Securities Inc., AXA Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Ajaks Trading Co., LLC. Richard has passed the following exams: SIE, Series 7, and Series 66. Richard specializes in helping individuals, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
02/14/2018 - 02/27/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
04/07/2017 - 02/14/2018
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
06/12/2015 - 04/10/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Jericho NY)
NY
09/08/2014 - 06/16/2015
MML INVESTORS SERVICES, LLC (EAST NORWICH NY)
NY
12/17/2010 - 08/20/2014
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
08/02/2006 - 12/20/2010
AXA ADVISORS, LLC (MELVILLE NY)
NY
02/03/2005 - 07/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
12/11/2003 - 06/01/2004
AJAKS TRADING CO., LLC (CEDARHURST NY)
BOTH
Issued 03/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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