Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Levine is an investment advisor with over 30 years of experience in the financial industry. Richard Levine has been registered with Neuberger Berman BD LLC since 2007. Previously, Richard Levine worked at NEUBERGER BERMAN MANAGEMENT LLC from 2007 to 2016 and Mercer Allied Corporation from 1983 to 1989. Richard Levine is registered in 53 states and the District of Columbia. Richard Levine is a Series 63, 65, and 24 licensed principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/19/1992 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/27/2007 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
07/20/1983 - 07/15/1989
MERCER ALLIED CORPORATION (ALBANY NY)
IA
Issued 04/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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