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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Levin is a financial advisor with Fidelity Personal And Workplace Advisors in ROSEVILLE, CA. Richard has been in the industry since 2013 and has experience in financial planning, portfolio management, and investment advisory services. Richard is registered with FINRA and holds the Series 6, 7, 63, and 66 licenses. Richard also holds the SIE license. Richard's professional designations include CFP® certification. Richard is a member of Northwestern Mutual and has a track record of providing personalized advice to individuals, families, and businesses. Richard is dedicated to helping clients reach their financial goals. Richard's background includes experience with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Principal Securities, Inc., Northwestern Mutual Investment Services, LLC and Fidelity Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/09/2022 - Present
Fidelity Personal AND Workplace Advisors (ROSEVILLE CA)
CA
06/01/2020 - 03/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SACRAMENTO CA)
CA
01/31/2017 - 06/19/2017
PRINCIPAL SECURITIES, INC. (Roseville CA)
CA
09/02/2015 - 12/22/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
CA
01/13/2015 - 04/23/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
BOTH
Issued 07/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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