Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Karp is an investment advisor representative with Advisory Services Network, LLC, an independent firm with a focus on providing comprehensive financial planning and investment management services to individuals and families. Richard has been in the financial industry since 1994, and has a strong track record of success. Richard is committed to providing his clients with personalized advice and guidance, and he is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/02/2025 - Present
Advisory Services Network (ATLANTA GA)
FL
07/31/2015 - 12/20/2016
MOORS & CABOT, INC. (BOCA RATON FL)
FL
02/18/2010 - 08/14/2015
RAYMOND JAMES & ASSOCIATES, INC. (FT. LAUDERDALE FL)
FL
08/19/2009 - 02/22/2010
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (BOCA RATON FL)
NY
05/01/2006 - 06/26/2009
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
PA
05/27/2003 - 12/16/2003
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
09/21/1999 - 05/24/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
FL
11/27/1996 - 09/08/1998
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
FL
03/01/1994 - 11/22/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/08/1989 - 03/31/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/19/1988 - 03/04/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/17/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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