Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Johnson is a financial advisor registered with Independent Financial Group, LLC. Richard has been in the financial services industry for over 50 years. Richard is a licensed insurance agent who can offer insurance solutions alongside the financial planning and investment management services offered through Independent Financial Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/27/2006 - Present
Independent Financial Group, LLC (IRVINE CA)
CA
10/31/2005 - 12/20/2006
AIG FINANCIAL ADVISORS, INC. (LAGUNA HILLS CA)
AZ
11/16/1998 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
06/03/1996 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
CO
07/30/1996 - 01/31/1997
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
CO
05/23/1994 - 06/19/1996
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
NA
09/20/1988 - 05/23/1994
PROGRAMMED EQUITIES CORPORATION
NA
01/21/1986 - 06/30/1988
PLANNED INVESTMENTS INC.
NA
05/01/1979 - 03/06/1986
USLIFE EQUITY SALES CORP.
NA
08/13/1971 - 05/01/1979
USLIFE EQUITY SALES CORP
NA
02/01/1974 - 12/31/1975
INVESTOGENIC SERVICES, INC.
NA
03/17/1971 - 11/14/1973
VANGUARD SECURITIES, INC.
NA
04/01/1970 - 03/24/1971
MULTIVEST SECURITIES INC
BOTH
Issued 11/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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