Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Scott Jennings is an Investment Advisor Representative associated with Ernst & Young Investment Advisers LLP. Richard Jennings is licensed to provide investment advisory services in Florida. Richard Jennings has been in the industry for over 20 years, most recently with Ernst & Young LLP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
FL
05/05/2011 - Present
Ernst & Young Investment Advisers LLP (TAMPA FL)
PA
01/03/1997 - 03/27/1998
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
FL
04/20/1994 - 11/28/1994
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
WI
01/29/1993 - 09/23/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 03/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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