Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bennett is an investment advisor with Nations Financial Group, Inc. Richard is based in Cedar Rapids, IA and has been in the industry since 1978. Richard has experience working with individuals, high-net-worth individuals, corporations and businesses, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
07/13/2000 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
MD
01/07/1997 - 02/04/1998
THE ADVISORS GROUP, INC. (BETHESDA MD)
IA
04/03/1989 - 12/31/1996
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NA
08/22/1983 - 04/28/1989
PERPETUAL INVESTMENT ASSOCIATES
NA
01/04/1979 - 06/30/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
11/01/1978 - 02/02/1979
SECURITIES CORPORATION OF IOWA
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1990
Series 4 - Registered Options Principal Examination
BC
Issued 10/20/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/30/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Bennett is the right advisor for you? Invested Better is here to help.
