Unclaimed
Richard Schofield Gesswein is a financial advisor with over 20 years of experience in the industry. Richard holds the Series 6, Series 26 and Series 63 licenses. Richard is currently registered with P.j. Robb Variable, LLC. Previously, Richard was registered with AXA Advisors, LLC. Richard currently holds a valid registration in Connecticut, Florida, Massachusetts, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/07/2012 - Present
P.j. Robb Variable, LLC (Harrisburg PA)
PA
02/29/2000 - 07/05/2012
AXA ADVISORS, LLC (HARRISBURG PA)
BC
Issued 03/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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