Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Saporito is a financial professional with over 27 years of experience in the industry. Richard is currently registered with J.p. Morgan Securities LLC in New York, NY. Richard has a broad background in the industry, having previously held positions with Morgan Stanley, Citigroup Global Markets Inc., Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Royal Alliance Associates, Inc., Wall Street Advisors, Inc., and Wall Street Access. Richard holds several licenses, including Series 4, 7, 8, 9, 10, 24, 63, and 65. Richard specializes in various areas, including Retirement Planning, College Savings, Estate Planning, Insurance, and Business Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/01/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/01/2009 - 04/30/2015
MORGAN STANLEY (PURCHASE NY)
NY
05/20/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
08/01/2003 - 04/18/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
04/11/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
AZ
07/10/1998 - 06/05/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
03/12/1998 - 07/02/1998
WALL STREET ADVISORS, INC. (BOSTON MA)
NY
05/31/1995 - 06/18/1998
WALL STREET ACCESS (NEW YORK NY)
IA
Issued 10/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/27/1997
Series 4 - Registered Options Principal Examination
BC
Issued 12/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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