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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Santangelo is a financial professional with over a decade of experience in the industry. Richard is currently registered with LPL Enterprise, LLC, a leading independent broker-dealer and registered investment advisor. Richard specializes in providing comprehensive financial planning and investment management services to individuals and families. Richard has a strong commitment to helping clients achieve their financial goals and providing them with the guidance and support they need to make informed financial decisions. Richard has a diverse background in the industry, having previously worked with Pruco Securities, LLC, AXA Advisors, LLC, and Blackwall Capital Markets, Inc. Richard holds the Series 7, 63, and 24 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
04/23/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
NJ
12/21/2012 - 04/10/2024
PRUCO SECURITIES, LLC. (Newark NJ)
NJ
12/03/2012 - 12/10/2012
AXA ADVISORS, LLC (WALL NJ)
NY
06/12/2012 - 11/09/2012
BLACKWALL CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 09/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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