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Richard Sanford Cohen

Lucid Capital Markets, LLC

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About Richard Sanford Cohen

Richard Sanford Cohen is an active advisor registered with FINRA and the state of Florida. Richard has been in the securities industry for over 20 years. Richard is currently employed at Lucid Capital Markets, LLC, where he has been employed since November 2015. Prior to that, Richard worked at Raven Securities Corp., Quattro M Securities Inc., Electronic Brokerage Systems, LLC and Nandra Group, Inc.. Richard holds the Series 7, Series 24, Series 57TO, Series 99TO and SIE licenses.

Firm Information

Richard Cohen is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Cohen’s Registration & Firm History

NY

11/30/2015 - Present

Lucid Capital Markets, LLC (New York NY)

NY

04/23/2009 - 12/01/2015

RAVEN SECURITIES CORP. (NEW YORK NY)

NY

10/05/2007 - 04/28/2009

QUATTRO M SECURITIES INC. (NEW YORK NY)

IL

09/29/2006 - 10/22/2007

ELECTRONIC BROKERAGE SYSTEMS, LLC (CHICAGO IL)

NY

10/01/2000 - 09/29/2006

NANDRA GROUP, INC. (NEW YORK NY)

NY

05/17/2002 - 11/24/2003

FAGENSON & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/2009

Series 24 - General Securities Principal Examination

BC

Issued 09/05/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Richard Sanford Cohen. Review regulatory record here.
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