Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Salvatore Speziale is a financial professional with over 29 years of experience in the securities industry. Richard is currently registered with Cuatro Capital Securities LLC and Moment Markets, LLC. Richard has held prior registrations with several other firms including Northbound Securities LLC, Ortex Securities LLC, and Synapse Brokerage LLC, among others. Richard's experience encompasses a wide range of financial services including securities, investments, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
07/24/2024 - Present
Cuatro Capital Securities LLC (SAN JUAN PR)
FL
03/23/2023 - 08/30/2024
NORTHBOUND SECURITIES LLC (MIAMI FL)
NY
04/17/2023 - 07/31/2024
ORTEX SECURITIES LLC (NEW YORK NY)
CO
12/01/2023 - 07/02/2024
SYNAPSE BROKERAGE LLC (PARKER CO)
TX
04/13/2023 - 12/05/2023
PARTNERS FINANCE (HOUSTON TX)
TX
06/20/2023 - 08/10/2023
MAIN STREET SECURITIES LLC (AUSTIN TX)
CA
04/21/2023 - 06/29/2023
UNIFIMONEY SECURITIES LLC (MILL VALLEY CA)
AL
08/20/2021 - 06/16/2023
NBC SECURITIES, INC. (BIRMINGHAM AL)
TX
11/22/2022 - 05/12/2023
OPENCASH (HOUSTON TX)
FL
04/18/2022 - 08/12/2022
IFP SECURITIES, LLC (TAMPA FL)
FL
02/03/2020 - 01/03/2022
IFP SECURITIES, LLC (TAMPA FL)
GA
07/09/2019 - 05/01/2020
AARON CAPITAL INCORPORATED (COLUMBUS GA)
NY
07/20/1994 - 10/17/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
10/19/2007 - 10/22/2007
CITI DISTRIBUTION SERVICES, INC. (BOSTON MA)
MA
10/19/2007 - 10/22/2007
HEARTLAND INVESTOR SERVICES, LLC (BOSTON MA)
MD
10/19/2007 - 10/22/2007
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
OH
10/19/2007 - 10/22/2007
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
PR
03/23/1999 - 02/12/2007
CITIGROUP GLOBAL MARKETS PUERTO RICO INC. (SAN JUAN PR)
NY
07/21/1999 - 09/10/2004
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
GA
12/11/1997 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NJ
05/04/2000 - 01/04/2001
LEWCO SECURITIES CORP. (JERSEY CITY NJ)
NY
05/04/2000 - 01/02/2001
SCHRODER & CO. INC. (NEW YORK NY)
NY
01/09/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/30/1991 - 07/06/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/12/1985 - 04/03/1987
W. S. GRIFFITH & CO., INC.
NA
11/16/1983 - 05/21/1985
THE DREYFUS SERVICE CORPORATION
BC
Issued 07/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Speziale is the right advisor for you? Invested Better is here to help.
