Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Salvatore Marino is a registered representative with Charles Schwab & CO., Inc. in Austin, Texas. Richard has been in the industry since 2012 and is registered with 51 states for broker-dealer activities and with Texas for investment advisor activities. Richard has passed several professional exams including the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Investment Company Products/Variable Contracts Representative Examination. Richard is also a registered principal with Series 10 and Series 9 licenses. Prior to joining Charles Schwab & CO., Inc., Richard was registered with J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Richard provides financial planning and referral services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/17/2017 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
10/01/2012 - 06/27/2013
J.P. MORGAN SECURITIES LLC (ROUND ROCK TX)
TX
06/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROUND ROCK TX)
BOTH
Issued 03/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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