Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gebbia is a financial professional with over 29 years of experience in the industry. Richard has a strong background in securities, having held positions at several firms, including Stockcross Financial Services, Inc., Trio Securities, Inc., Waterhouse Securities, Inc., and Kennedy, Cabot & Co. Richard is currently registered with Muriel Siebert & Co., LLC in California, Massachusetts, and New Jersey. Richard holds Series 7, 24, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/27/2017 - Present
Muriel Siebert & CO., LLC (Beverly Hills CA)
CA
04/18/2002 - 01/30/2020
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
CA
06/22/1998 - 10/18/2005
TRIO SECURITIES, INC. (LOS ANGELES CA)
NE
11/07/1997 - 03/10/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
06/21/1993 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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