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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Siminou is a registered investment advisor representative with Kingswood Wealth Advisors, LLC. Richard Siminou is also licensed in Arizona, Arkansas, California, Colorado, Connecticut, Georgia, Iowa, New York, North Carolina and Texas. Richard Siminou has 15 years of experience in the securities industry. Prior to joining Kingswood Wealth Advisors, LLC, Richard Siminou worked at KINGSWOOD CAPITAL PARTNERS, LLC, Benchmark Investments, LLC, CAPE SECURITIES INC., and NEWBRIDGE SECURITIES CORPORATION. Richard Siminou holds the Series 63, Series 65, Series 7 and SIE licenses. Richard Siminou provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/13/2023 - Present
Kingswood Wealth Advisors, LLC (New York NY)
NY
03/09/2021 - 09/18/2023
KINGSWOOD CAPITAL PARTNERS, LLC (New York NY)
NY
02/20/2019 - 07/28/2023
BENCHMARK INVESTMENTS, LLC (New York NY)
GA
03/21/2019 - 04/06/2021
CAPE SECURITIES INC. (MCDONOUGH GA)
CA
10/12/2020 - 11/09/2020
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
NY
11/13/2008 - 02/21/2019
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 06/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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