Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rodgers is a financial advisor with Kingswood Wealth Advisors, LLC. Richard has been in the industry since 2015 and has experience in various financial services, including insurance, consulting and investment advisory. Richard is registered in multiple states and holds the Series 63, 65, 7 and SIE licenses. Richard has experience working with individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/10/2022 - Present
Kingswood Wealth Advisors, LLC (SAN DIEGO CA)
TX
02/27/2020 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (Dallas TX)
TX
02/27/2018 - 11/26/2019
CENTAURUS FINANCIAL, INC. (DALLAS TX)
IL
05/25/2017 - 03/26/2018
FOREST SECURITIES,INC. (HILLSIDE IL)
BC
Issued 05/30/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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