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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Reber is an Investment Advisor Representative at Independent Advisor Alliance, LLC, a firm that provides financial planning, pension consulting, educational seminars, and portfolio management services. Richard has been in the financial industry since 2008. He is registered with FINRA and the state of North Carolina, and holds Series 6, 7, 26, 63, and 65 licenses. Richard is also a Certified Financial Planner. Prior to joining Independent Advisor Alliance, LLC, Richard worked at Morgan Stanley and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/05/2023 - Present
Independent Advisor Alliance, LLC (Denver NC)
NC
04/01/2014 - 11/29/2017
MORGAN STANLEY (CORNELIUS NC)
NC
01/13/2014 - 03/21/2014
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
06/23/2008 - 01/14/2014
PFS INVESTMENTS INC. (CHARLOTTE NC)
IA
Issued 08/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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