Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pareti is an active investment advisor representative with over 25 years of experience in the financial services industry. Richard is currently registered with Charles Schwab & Co., Inc. and has previously worked at GE Investment Distributors, Inc and Essex National Securities, Inc. Richard is licensed to offer securities and investment advisory services in multiple states. Richard holds Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. Richard is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
01/02/2019 - Present
Charles Schwab & CO., Inc. (Scottsdale AZ)
CT
03/19/1998 - 05/08/2000
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
CA
06/26/1997 - 02/10/1998
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BOTH
Issued 5/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/8/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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