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Richard S O'Hara

Lake Street

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About Richard S O'Hara

Richard O'Hara is a financial advisor who works at Lake Street. Richard has been in the financial industry for over 10 years. Richard has a Series 7, Series 31, and Series 66 license. Richard is a Certified Financial Planner (CFP). Richard has experience working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans. Richard can provide a range of financial services including financial planning, portfolio management for businesses and individuals, pension consulting, and ERISA Section 3(21) co-fiduciary services.

Firm Information

Richard O'Hara is currently registered with Lake Street. Lake Street is an investment advisor headquartered in CHICAGO, IL with a focus on financial planning, portfolio management, and pension consulting. They primarily serve individuals, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. The firm manages approximately $1,000,803,506 in regulatory assets under management and has a total of 1,978 accounts.
Lake Street

128 N. MAY STREET

CHICAGO, IL 60607

$1.00B

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa section 3(21) co-fiduciary services

Erisa section 3(21) co-fiduciary services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard O'Hara’s Registration & Firm History

FL

04/24/2019 - Present

Lake Street (Palm City FL)

FL

05/13/2010 - 04/22/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STUART FL)

IL

06/01/2009 - 05/25/2010

MORGAN STANLEY SMITH BARNEY (OAK BROOK IL)

IL

09/17/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (OAK BROOK IL)

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Licenses & Designations

BOTH

Issued 10/23/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 09/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard S O'Hara.
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