Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Letchworth is a financial advisor with Wells Fargo Clearing Services, LLC. Richard has been in the financial services industry since 1999. Richard is registered with the state of South Carolina and is a registered representative with FINRA. Richard's specializations include Fixed Income, Mutual Funds, Annuities, Variable Life Insurance, and Retirement Plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
02/12/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
SC
12/17/2010 - 02/26/2019
WELLS FARGO CLEARING SERVICES, LLC (COLUMBIA SC)
MO
12/09/2014 - 11/18/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
SC
06/14/2010 - 12/20/2010
EDWARD JONES (MYRTLE BEACH, SC)
MO
04/17/2009 - 06/18/2009
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
11/22/2004 - 04/17/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
MO
02/28/2000 - 02/04/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
09/20/1999 - 01/11/2000
THE STRATEGIC ALLIANCE CORPORATION (ALBEMARLE NC)
NC
10/08/1997 - 05/11/1998
THE STRATEGIC ALLIANCE CORPORATION (ALBEMARLE NC)
IN
09/27/1990 - 09/09/1992
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/27/1990 - 09/09/1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
08/08/1988 - 08/31/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/08/1988 - 08/31/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 06/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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