Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Glazier is an active Registered Representative and Investment Advisor Representative. Richard has been in the securities industry since 2001. Richard is currently registered with Wells Fargo Clearing Services, LLC, where Richard is associated with the Tampa, FL branch office. Richard is also registered with the following states: California, District of Columbia, Florida, Georgia, Hawaii, Indiana, Kentucky, Maryland, Massachusetts, Missouri, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, and Virginia. Richard has been registered with BANC OF AMERICA INVESTMENT SERVICES, INC. in the past. Richard has passed the following securities exams: Series 63, Series 66, Series 7, and SIE. Richard's firm, Wells Fargo Clearing Services, LLC, is a large firm with over 1,000 employees and over $10 billion in assets under management. The firm offers a variety of financial services, including financial planning, investment consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/22/2019 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
03/26/2001 - 07/25/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 12/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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